Complaint Board

Annexure - B

Formats for investors complaints data to be disclosed monthly by RAs on their website/mobile application:

Data for the month ending - August 2026

Sr. NoReceived FromPending at the end of last monthReceivedResolved*Total Pending#Pending complaints > 3 MonthAverage Resolution time^ (in days)
01Directly from Investors000000
02SEBI (SCORES)000000
03Other Sources (if any)000000
𝗚𝗿𝗮𝗻𝗱 𝗧𝗼𝘁𝗮𝗹000000

Number of complaints received during month against the RA due to impersonation by some other entity:

Note: In case of any complaints received against the RA due to impersonation of the RA by some other entity, the RA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, RA must close such impersonation related complaints after following the due process as specified by SEBI/RAASB.

* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.
^ Average Resolution time is the sum total of time taken to resolve each complaint, in
days, in the current month divided by total number of complaints resolved in the current
month.

Trend of monthly disposal of complaints

Sr. NoMonthCarried forward from previous monthReceivedResolved*Pending#
01November, 20240000
02December, 20240000
03January, 20250000
04February, 20250000
05March, 20250000
06April, 20250000
07May, 20250000
08June, 20250000
09July, 20250000
10August, 20250000
11September, 20250000
12October, 20250000
13November, 20250000
14December, 20250000
15January, 20260101
16February, 20261111
17March, 20261111
18April, 20261010
19May, 20260000
20June, 20260000
21July, 20260000
22August, 20260000

* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr. NoYearCarried forward from previous YearReceivedResolved*Pending#
012024-250000
022025-260330
𝗚𝗿𝗮𝗻𝗱 𝗧𝗼𝘁𝗮𝗹0330

* Inclusive of complaints of previous years resolved in the current year.
# Inclusive of complaints pending as on the last day of the year.

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